Why Interest Rates Do What They Do

Three economists go hunting and come across a largeTreasury Bills, to Money Market Funds, to short term
deer. The first economist fires and misses three feetbank deposits, to everything else. All other short term
to the right. The second fires and misses three feet torates are set by the markets, but if they start to move
the left. The third doesn't fire, but shouts out with greatvery far away from where they should be, arbitragers
excitement, "we got him, we got him!"You need tocome into the picture to drive them back into line. The
borrow and your lender gives you a choice between abottom line - and the one thing to watch - is the Fed
fixed rate and a variable rate loan. Which do youFunds Rate; nothing else matters, as far as short term
choose? Or, you have excess funds that you don'tinterest rates are concerned.Long term rates, on the
need for a while. Do you buy a fixed rate governmentother hand, are not directly influenced by the Federal
note, or put the money in your business' money marketReserve and are much more dependent on supply
fund? This should simplify things for you and give youand demand factors and the overall direction of the
what you need - without firing two shots and thinkingfinancial markets. Supply and demand can, and often
that, on average, you hit the mark.When you finishdoes, extend across financial markets. For example, if
reading this in ten minutes, or so, you're not going to beinvestment in the stock market is weak, those funds
an interest rate guru. Leave that to the economists, theneed to go somewhere and may end up in the bond
bankers and the other self-proclaimed experts who trymarket; this means that demand for bonds increases
to make a living predicting what interest rates will doand this can push long term rates higher. Or, financial
next. But, you will have enough of an understanding totraders may believe that inflation will increase down
directionally forecast where interest rates are likely tothe road and push long term interest rates higher as a
be headed, why, how your small business might beresult. Or, speculators may come into the market and,
affected, and what you should be doing to protectat least for short periods of time, push long term rates
your company.A lot of the confusion and mysterysignificantly in one direction, or another. The point to
about interest rates stems from inaccurate andremember is that collective factors in the financial
sometimes misleading statements in the press -markets are responsible for movements in long term
because too many financial writers don't know muchrates and, while the Federal Reserve can influence
more about interest rates than you do. They tell uslong term rates by moving short term rates up, or
that "rates" are moving higher - well, which rates?down, it doesn't set them directly and it is sometime
They tell us that the President, or congress, or thefrustrated because the markets "over-ride"" their
Federal Reserve Chairman is "responsible" for ratesintentions.That's enough Economics 101. Here are some
going up. They say that the Federal Reserve is tryinginterest rate rules of thumb that can help your small
to push "mortgage rates" higher. They imply that banksbusiness. Our economy tends to continuously repeat
are "gouging" customers with high loan rates and arecycles of growing for several years and then slipping
"miserly" with the rates they pay on deposits. So, let'sinto recession for a year or two. In the early stages of
try to get enough things straight to take the mysteryan economic recovery, both short term and long term
out of this.Stop thinking about what "rates" are, whereinterest rates stay low; as growth continues, however,
"rates" are heading, and how "rates" are going toshort term rates start to rise. Then in the middle of the
affect your business. There are not "rates" - there arerecovery, there is often some modest movement in
short term rates (i.e. less than one year) and long termlonger term rates. Toward the end of an economic
rates (you guessed it - more than one year) and it'sgrowth cycle, the economy really heats up and both
important to differentiate between the two. Thinkshort term and long term rates rise further. In this "end
about the interest rates on government securities; yougame," however, short term rates are likely to move
can buy them with maturities that range anywhereup much more quickly and, at times, actually be higher
from a few days to almost thirty years. The importantthan long term rates. Finally, as the economy collapses,
things to understand are that, while short term and longall interest rates start to fall, but short term rates
term rates move in the same general direction overnormally fall faster and further than long term
long periods of time, they don't change at the samerates.This is, of course, a generalization, but what does
speed, they often don't change by the same amount,it mean and how do you take advantage of it? Just
and, sometimes, they can actually move in oppositefollow the likely interest rate trend. If you are borrowing
directions.The level of short term rates is primarily aat the beginning of an economic recovery, get a long
function of what the Federal Reserve - the country'sterm rate - at the end of the recovery, a short term
central bank - wants them to be. The Fed controlsrate might be better. If you're saving, it's just the
short term rates by reviewing and setting the Fedopposite - use a short term rate at the beginning of a
Funds rate every few weeks. The Fed Funds rate isrecovery and a long term rate toward the end.Jim
the rate at which U.S. banks lend to each other, whenDeyo is the President of Business Advisor Online ( an
some banks have excess funds and others need toinformation service for small businesses. As a former
borrow them to balance their books at the end ofSr. Vice President with a major banking institution, he
each day. (These "loans" between large banks usuallyworked extensively with small and medium sized
expire the next day and have to be renegotiated.) So,businesses and has over 30 years experience in
the Fed Funds rate is what the Fed says it is; they setcommercial and consumer lending, accounting, finance,
the rate where they want it to be and change it bymarketing, and strategic planning. You can e-mail him at
whatever amount they want.Then the level of the Fed, or call him at (248) 563-7158.
Funds rate influences all other short term rates, from